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Suggested Study Flow for Learners
Suggested Study Flow - Smartonline Course
Suggested Study Flow - Smartonline Course
Smart Online Learning AI Mentor - Clarify Your Doubts
MODULE 1 – Risk-Based KYC Framework & Customer Classification
Module 1 Study Material
Lecture 1.1 Understanding the Risk-Based KYC Approach
MCQ - Lecture 1.1 Understanding the Risk-Based KYC Approach
Lecture 1.2 Customer Identification, Verification & Sectoral Risk Assessment
MCQ - Lecture 1.2 Customer Identification, Verification & Sectoral Risk Assessment
Lecture 1.3 Risk Rating Accuracy & Compliance Consequences
MCQ - Lecture 1.3 Risk Rating Accuracy & Compliance Consequences
MODULE 2 – Customer Due Diligence & Beneficial Ownership Controls
Module 2 Study Material
Lecture 2.1 Beneficial Ownership Identification & Control Logic
MCQ - Lecture 2.1 Beneficial Ownership Identification & Control Logic
Lecture 2.2 Layered Structures, Shell Indicators & Documentation Standards
MCQ - Lecture 2.2 Layered Structures, Shell Indicators & Documentation Standards
Lecture 2.3 Politically Exposed Persons & Enhanced Due Diligence Controls
MCQ - Lecture 2.3 Politically Exposed Persons & Enhanced Due Diligence Controls
MODULE 3 – Onboarding Red Flags & Suspicious Behaviour Detection
Module 3 Study Material
Lecture 3.1 Red Flags During the Onboarding Process
MCQ - Lecture 3.1 Red Flags During the Onboarding Process
Lecture 3.2 Suspicious Behaviour Immediately After Account Activation
MCQ - Lecture 3.2 Suspicious Behaviour Immediately After Account Activation
Lecture 3.3 Profile Mismatches & Early Escalation Discipline
MCQ - Lecture 3.3 Profile Mismatches & Early Escalation Discipline
MODULE 4 – Periodic Review, Escalation & Documentation Defensibility
Module 4 Study Material
Lecture 4.1 Periodic KYC Review & Risk-Based Frequency Logic
MCQ - Lecture 4.1 Periodic KYC Review & Risk-Based Frequency Logic
Lecture 4.2 Escalation Workflow & Suspicious Case Handling Discipline
MCQ - Lecture 4.2 Escalation Workflow & Suspicious Case Handling Discipline
Lecture 4.3 Documentation Completeness & Audit-Ready Customer Files
MCQ - Lecture 4.3 Documentation Completeness & Audit-Ready Customer Files
Final Test
MCQ - Final Test KYC, AML & Customer Due Diligence
EBook on KYC, AML & Customer Due Diligence in Financial Services
KYC, AML & Customer Due Diligence in Financial Services
KYC, AML & Customer Due Diligence in Financial Services
Additional Resources
What is KYC and CDD?
KYC vs AML: Complete Global Guide to Key Differences
kyc-aml-cft-pmla
Understanding Anti-Money Laundering (AML): Key Processes and Global Impact
5 essential steps for KYC/AML onboarding and compliance
Know your Customer
Customer Due Diligence
Spotlight Report AML and KYC Vulnerabilities In Asset Management
Toolkits and Templates
Anti-Money Laundering (AML) Compliance Template
ACCA client risk-assessment tool and know-your-client form.
Reference Videos, Social Media Resources
Smart Online Course Youtube Channel
Risk Management Association Youtube Channel
RMAI Facebook Page
Smart Online Course Facebook Page
Linkedin Updates
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